Regulatory Information & Disclosures

SUPERVISORY STATUS AND LICENSING

Zentilleon AG is an independent portfolio manager with its registered office in Baar/Zug, Switzerland.

  • Licensing: Zentilleon AG is authorized as a Portfolio Manager pursuant to the Swiss Federal Act on Financial Institutions (FinIA / FINIG).

  • Licensing Authority: Zentilleon AG is licensed by the Swiss Financial Market Supervisory Authority (FINMA). (Laupenstrasse 27, 3003 Bern | www.finma.ch)

  • Supervisory Organisation (SO): In accordance with FinIA, Zentilleon AG is affiliated with a FINMA-authorized Supervisory Organisation for ongoing prudential supervision.
    General-Guisan-Strasse 6
    6300 Zug
    T: +41 41 767 36 00

OMBUDSMAN'S OFFICE 

(OMBUDSSTELLE)

In compliance with the Financial Services Act (FinSA / FIDLEG), Zentilleon AG is affiliated with an independent ombudsman institution recognized by the Swiss Federal Department of Finance. In the event of a dispute that cannot be resolved mutually, clients may initiate mediation proceedings:

  • Name of Ombudsman: FINSOM

  • Address: Avenue de la Gare 66, 1920 Martigny, Schweiz

  • Website: https://finsom.ch/

CLIENT SEGMENTATION & RISK AWARENESS

  • Segmentation: To ensure appropriate investor protection, Zentilleon AG categorizes its clients as Retail, Professional, or Institutional Clients based on FinSA criteria.

  • Risks: Transactions in financial instruments involve inherent risks. Clients are urged to read the SwissBanking brochure, "Risks Involved in Trading Financial Instruments" before executing mandates.

CONFLICTS OF INTEREST & RETROCESSIONS

  • Zentilleon AG operates primarily on a "clean fee" basis to maintain total independence.
  • Zentilleon AG doesn’t receive any distribution fees or retrocessions from third parties.